#Speak-up series 3 – Why coworkers do not speak up on ethical issues

Speaking up on topics of ethics and compliance is hard to do. Already speaking up when you disagree or have bad news can be difficult in organizations. It is even more difficult to speak up on sensitive ethics and compliance issues. Usually, we have not learned to say the unpleasant truth.

Already as children, we learn that aunt Betty gets hurt, if you tell her frankly that her new hairstyle is a disaster. You certainly do not tell cousin Mark that you think he is a cheat when he boasts about his clever «tax saving» strategies.

We have learned to lie. We have learned that candor about the unethical behavior of others (especially if they are more powerful as us) might ruin the relationship.

Furthermore, ethical problems are often not black or white, but grey. This makes it difficult to draw the line, which can make us more insecure.

Finally, people hesitate to rock the boat if they have the impression that nobody else seems to notice. This is known as the bystander effect – a social-psychological phenomenon that refers to the fact that if there are many bystanders in an emergency situation, the likelihood of one person intervening and taking action goes down. This is because everybody is expecting the others to react first (diffusion of responsibility) and nobody wants to stand out in the crowd. The effect is amplified if the situation is ambiguous and bystanders are unsure if an intervention is socially adequate. This is exactly what is often the case in situations where ethical judgments play a role. (For a great illustration and explanation of the bystander effect, watch this video with Philip Zimbardo and the Heroic Imagination Project).

Consequently, silence is contagious. You observe that nobody else is speaking up, so you do not do it yourself. That is why it is so important to create a corporate culture where speaking up is normal and where employees have seen others speak up without negative consequences.

Because it often does feel unpleasant to speak up, we come up with all kinds of rationalizations, why it is ok not to do it:

  • “It’s not a big deal.”
  • “I don’t have all the information.”
  • “This is someone else’s responsibility.”
  • “This must be the way these things are done (at our company, in this region, in our industry, etc.)”

In reality, this a sure sign that you should actually speak up.

A survey among European companies showed that only half of the people that observed ethics or compliance violations spoke up (Source: Daniel Johnson : Ethics at Work: 2015 Survey of Employees – Continental Europe)

We all know these fears are real and still there are often people who dare to speak up.

What do you think? Who are these people? What is different about them? Do they not have these fears? Are they maybe very brave heroes? Are they maybe in a more powerful position?

No.

People who do speak up on important concerns do this because they have spoken up before. The degree of fear, power or bravery play no important role. It is the practice that makes the difference!

Speaking up is an ability that can be trained like a muscle that gets bigger with exercise. Addressing sensitive issues is not something that comes natural to most of us. However, there are effective ways to do this without jeopardizing our career or our relationship with our boss.

How to prepare and conduct a speak-up conversation with confidence and courage will be the topic of the next and final part of this blog post series on speak-up.

Stay tuned and watch for the next episode of the speak-up series!
Prof.-Bettina-PalazzoAuthor: Dr. Bettina Palazzo
Professor at BSL

The Speak-up Series

Scandals like Volkswagen or Fells Fargo made it clear again: Before a scandal erupts, many, many people in the company knew about the ongoing ethics problems for quite a long time. But, why did they not speak up? Bettina Palazzo will explore in this series:

  1. How leaders discourage that their team members address uncomfortable truths and what they can do about it.
  2. How leaders need to conduct speak conversations that make it safe and worthwhile for employees to speak up.
  3. Why employees do not speak up and who the courageous people are that do dare to speak up.
  4. How employees can prepare am effective speak-up conversation and how they can conduct this difficult talk with courage and confidence.

#1 Speak-up : The Role of Leadership is crucial

Speaking up on topics of ethics and compliance is hard to do. Already speaking up when you disagree or have bad news can be difficult in organizations.

But speaking-up is important because companies need to know about ethical problems early, before they become a major scandal. Research shows that before a corporate scandal is revealed, people in the company knew about the problem for at least a year.

In order to encourage speaking-up, you need a climate of trust, where coworkers can speak up in a safe environment knowing that their opinion counts and that they do not have to fear negative effects for themselves and their careers.

Very often, though, leaders discourage speaking-up without even noticing :

  • Leaders are bad role models and do not speak up to their superiors themselves. Coworkers will always model their behavior to how their superiors behave. An example: Regular hand-washing is very important to prevent infections in hospitals. The most important factor in increasing hand-washing is when senior doctors act as role models and frequently wash their hands.
  • Leaders have an authoritarian leadership style that is based on command and control. Clearly this is unfavorable for the creation of a relationship between managers and coworkers that allows to speak up easily. An authoritarian leader presumes he/she knows best and does not empower coworkers to freely share their own, dissenting opinion. When coworkers disagree, they use the force of their authority to get their will.
  • Leaders do not listen to their coworkers.
  • They do not actively ask for their coworkers’ opinion.
  • They are not open to feedback.
  • They do not give constructive feedback themselves to coworkers.

We can see, if leaders want their team members to speak up, they need to work on a more participatory leadership style and create a climate where giving and receiving constructive feedback is normal. Only if this open and safe culture is well established, employees will speak up.

The importance of the leader’s role in speaking up cannot be over-estimated. This quote from the book « Making Conflict Work: Harnessing the Power of Disagreement » by Peter T. Coleman and Robert Ferguson sums it up so nicely:

People with low power who are not convinced their honest perspective is really valued instinctively withhold their ideas. A leader has to do much more than say things like «My door is always open» or «I really want to know what you think” to get the goods from subordinates. The leader has to prove again and again through statements and actions that honesty is valued and that constructive disagreement goes unpunished.

So how can leaders create a speaking-up culture?

They have to do seemingly simply things like listening to their team members. Easier said than done. We are often hard-wired to respond instead of taking the ideas of others in. Especially leaders are tempted to jump too quickly to conclusions and offer solutions. Understandably so, after all a manager’s job is to solve problems…sometimes they are so eager to solve the problem, that they do not take the time necessary to really understand what is going on by using tools like active listing and asking the right questions. Leaders should never underestimate the small problems their team members might address. You never know, they might be the beginning of bigger problems or the tip of an iceberg.

Furthermore, leaders need to sharpen their senses and watch out if coworkers fall into silence over a topic. If everybody is chronically of the same opinion in team meetings and nobody ever offers a dissenting opinion, it is time to take a trusted team member a side and ask some open questions.

Finally, leaders need to make speaking up normal:

  • They should explain to all of their team members form their first day of working together, that sharing their open opinion with him or her, is vital and that they will be receptive to constructive feedback and always say “thank you”.
  • Leaders can integrate speaking-up into their team meeting routines. Of course, they will need to role-model this first.
  • Leaders need to prove that their followers can trust them and that speaking-up will be safe and worthwhile.

So we see, speaking up is first and foremost a communication and relationship problem. If you have good communications and a good relationship with your coworkers, if they trust you, if you do share responsibilities with them, speaking up is much easier.

Stay tuned and watch for the next episode of the speak-up series!
Prof.-Bettina-PalazzoAuthor: Dr. Bettina Palazzo
Professor at BSL